Strictly Private & Confidential — Draft for Discussion — Subject to Legal, Tax & Regulatory Review
Private Placement Information Memorandum ASEAN Equity & Debt Financing

A boutique financing vehicle for ASEAN growth.

The Boutique Equity–Debt Financing Fund deploys individual‑investor capital into equity and debt positions across publicly listed companies on the top ten ASEAN exchanges — two to five year tenures, nine priority sectors, four lock‑up tiers.

Prepared for
Prospective Investors & Fund Stakeholders
Date
13 July 2026
Status
Draft for Discussion
01 Executive Summary

Key parameters at a glance

This proposal sets out the framework for a boutique fund established to provide equity and debt financing solutions to publicly listed companies across the ASEAN region, with financing tenures of two to five years.

2–5yrs
Financing tenure
9
Priority sectors
10
Target ASEAN exchanges
4
Lock‑up tiers
30–40%/yr
Special Pool growth (expected)
02 Fund Capital Flow

How capital moves through the structure

Capital flows from individual investors into the Fund, which deploys it as equity and debt financing to investee companies; income and gains flow back for distribution to investors.

Fund capital flow diagram Individual investors provide equity and debt capital to the Fund, which deploys financing to investee companies; income, profit participation, dividends and capital gains flow back to investors. equity + debt financing returns distribution Source of capital Individual Investors Private placement subscriptions The Fund Boutique Equity– Debt Financing Fund Equity + debt deployment across ASEAN issuers Deployment Investee Companies Listed ASEAN issuers
Figure 1 — Fund capital flow. Returns to the Fund are generated from interest income, profit participation, dividends, and capital gains realised upon exit or maturity of underlying investments.
03 Structural Intent

Aligning tenure with return

The structure aligns investor incentives with the Fund's medium‑term financing strategy — predictable base returns for shorter lock‑ups, and shared upside for capital committed over longer horizons.

Vehicle

Closed‑end & privately placed

Raising capital exclusively from individual investors, with subscriptions made through a tiered SPV architecture rather than an open‑ended pool.

Universe

Top ten ASEAN exchanges

From Singapore's developed, highly liquid market to Vietnam's fast‑growing frontier‑to‑emerging exchange and the smaller frontier boards.

Upside

Performance‑linked Special Pool

Investors committing 36 months or more participate in a Special Pool Fund bonus, expected to compound at an average of 30–40% per year.